Michele Rook

Employer firm

Stephens CRD 3496

$18.0B regulatory AUM 170 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 03/2022
  Stephens Inc.
  Little Rock, AR
• 03/2022 → 07/2024
  Finra
  Blue Ridge, TX
• 07/2024 → Present
  Stephens Inc
  Little Rock, AR

Previous Registrations

• 2016-03-15 → 2022-03-10
  Stephens
  Little Rock, AR
• 2016-01-19 → 2016-04-07
  Morgan Stanley
  Little Rock, AR
• 2001-03-05 → 2016-01-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Little Rock, AR
  Little Rock, AR

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-12-22
• S63 Uniform Securities Agent State Law Examination
  2000-04-11

Other Names

• Michelle Ann Hester
• Michele Ann Hester
• Michele Ann Rook