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Brett Bell

Rbc Capital Markets, LLC

Newport Beach, CA

Seal Beach, CA

CRD 7922613

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-05-19
  • CA RA
    APPROVED
    Since 2025-05-19

Branch Locations

Newport Beach, CA • United States

3010 Old Ranch Parkway Suite 470, Seal Beach, CA 90740-2760 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Seal Beach CA 05/2024 Present
Bell And Lowell Newport Beach CA 04/2023 05/2024
Beach Social Llc Costa Mesa CA 04/2023 04/2024
Autonation Costa Mesa CA 08/2022 04/2023
Travel Newport Beach CA 05/2022 08/2022
Malibu Gold Santa Ana CA 04/2021 05/2022
Amazon San Francisco CA 08/2020 04/2021
The North Face San Francisco CA 10/2019 08/2020
Student San Francisco CA 08/2019 10/2019
Cafe Rio Costa Mesa CA 06/2019 08/2019
Student San Francisco CA 08/2018 06/2019
Newport Beach Car Wash Newport Beach CA 06/2018 08/2018
Student San Francisco CA 08/2017 06/2018
Jack's Surfboards Newport Beach CA 03/2016 08/2017
  • 05/2024 → Present
    Rbc Capital Markets, Llc
    Seal Beach, CA
  • 04/2023 → 05/2024
    Bell And Lowell
    Newport Beach, CA
  • 04/2023 → 04/2024
    Beach Social Llc
    Costa Mesa, CA
  • 08/2022 → 04/2023
    Autonation
    Costa Mesa, CA
  • 05/2022 → 08/2022
    Travel
    Newport Beach, CA
  • 04/2021 → 05/2022
    Malibu Gold
    Santa Ana, CA
  • 08/2020 → 04/2021
    Amazon
    San Francisco, CA
  • 10/2019 → 08/2020
    The North Face
    San Francisco, CA
  • 08/2019 → 10/2019
    Student
    San Francisco, CA
  • 06/2019 → 08/2019
    Cafe Rio
    Costa Mesa, CA
  • 08/2018 → 06/2019
    Student
    San Francisco, CA
  • 06/2018 → 08/2018
    Newport Beach Car Wash
    Newport Beach, CA
  • 08/2017 → 06/2018
    Student
    San Francisco, CA
  • 03/2016 → 08/2017
    Jack's Surfboards
    Newport Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-19
  • S66 Uniform Combined State Law Examination
    2025-05-19

View on SEC IAPD

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