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Employer firm

Private Advisor Group, LLC CRD 155216

$44.3B regulatory AUM 1,033 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-11-05
OH RA APPROVED 2013-11-22
  • TX RA
    APPROVED_RES
    Since 2025-11-05
  • OH RA
    APPROVED
    Since 2013-11-22

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

6119 Highland Rd, Highland Heights, OH 44143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Pepper Pike OH 11/2013 Present
Private Advisor Group, Llc Pepper Pike OH 11/2013 Present
Previous Registrations
Other Businesses

1. 11/20/2013: CONLEY & ASSOCIATES, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - TIME SPENT 5%. 2. 12/23/2013: PRIVATE ADVISOR GROUP, LLC - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR - Time Spent 100% - (HYBRID) - PROVIDE ADVISORY SERVICES. 3. 1/14/2014 - Saibreas Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 4. 2/5/2014: PRIVATE ADVISOR GROUP, LLC - DBA: (HYBRID) SAIBREAS WEALTH ADVISORS - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR DBA - Time Spent 100% - PROVIDE ADVISORY SERVICES UNDER THIS NAME, SAME AS SECURITIES DBA. 5. 1/22/2021 - City of Highland Heights Board of Building and Zoning Appeals - Not Investment Related - 5827 Highland Rd. Highland Heights, OH 44143 - Non-Profit Board Member - Start Date: 1/1/2021 - 5 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-03-14
  • S63 Uniform Securities Agent State Law Examination
    2005-03-14

View on SEC IAPD

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