Neil Patrick Stapish

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2024 → 02/2026
  Nylife Securities Llc
  Frisco, TX
• 06/2024 → 02/2026
  New York Life Insurance Company
  Frisco, TX
• 05/2018 → 05/2024
  Travelers Insurance
  Spokane, WA
• 01/2018 → 12/2018
  Vector Marketing
  Spokane, WA
• 10/2015 → 09/2017
  Bi-Mart Corporation
  Cheney, WA
• 09/2017 → 01/2018
  American Income Life Insurance Company
  Spokane, WA
• 02/2026 → 03/2026
  Principal Life Insurance Company
  Rockwall, TX
• 02/2026 → 03/2026
  Principal Securities, Inc.
  Rockwall, TX
• 04/2026 → Present
  Fisher Investments
  Plano, TX

Previous Registrations

• 2026-03-10 → 2026-03-27
  Principal Securities, Inc.
  Rockwall, TX
  Rockwall, TX
  Addison, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-03-09
• S63 Uniform Securities Agent State Law Examination
  2024-11-26

Other Names

• Neil Patrick Stapish
• Neil Stapish