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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2020-01-29 |
Branch Locations
12150 Monument Drive Ste 850, Fairfax, VA 22033 • United States
Reynolds Office Building 6641 West Broad Street, Suite G-106, Richmond, VA 23230 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Great-West Life & Ann Ins Co/Gwfs Equities Inc | Raleigh | NC | 02/1999 | 11/2019 |
| Advised Assets Group, Llc | Raleigh | NC | 01/2017 | 11/2019 |
| Voya Financial Advisors, Inc. | Norfolk | VA | 11/2019 | Present |
DISQO/SURVEY JUNKIE POSITION: Consumer Opinion Participant NATURE: Voluntary participation in occasional consumer opinion/feedback surveys INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2023 ADDRESS: 400 N Brand Boulevard, 6th Floor, Glendale CA 91203, United States DESCRIPTION: Voluntary elect to participate in consumer sentiment/opinon surveys ad hoc
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-07-19 |
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