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Ashton Brown

Valic Financial Advisors, Inc.

Houston, TX

CRD 7920936

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Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-21
  • TX RA
    APPROVED
    Since 2024-08-21

Branch Locations

2919 Allen Parkway 9Th Floor - Retirement Education Center, Houston, TX 77019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Comerica Bank Houston TX 08/2017 03/2024
Jiffy Lube Houston TX 09/2014 07/2017
Valic Financial Advisors, Inc. Houston TX 05/2024 Present
Agia Houston TX 05/2024 Present
Uber Houston TX 05/2024 Present
  • 08/2017 → 03/2024
    Comerica Bank
    Houston, TX
  • 09/2014 → 07/2017
    Jiffy Lube
    Houston, TX
  • 05/2024 → Present
    Houston, TX
  • 05/2024 → Present
    Agia
    Houston, TX
  • 05/2024 → Present
    Uber
    Houston, TX
Other Businesses

AGIA POSITION: Agent NATURE: Non-Securities Insurance Products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 05/16/2024 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Appointed as agent to sell Non-Securities Insurance products for AGIA NOTARY PUBLIC POSITION: Notary Public NATURE: I am a Notary Public. I do not notarize documents for payment. The extent of my notarization was notarizing documents for customers of a previous employer (Comerica Bank). I never notarize documents for Corebridge Financial clients. Although I listed one hour a week performing this activity, it's more like an hour every quarter. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2019 ADDRESS: 2828 Bammel Ln, Apt #1110, Houston TX 77098, United States DESCRIPTION: I am a Notary Public. I do not notarize documents for payment. The extent of my notarization was notarizing documents for customers of a previous employer (Comerica Bank). I never notarize documents for Corebridge Financial clients. Although I listed one hour a week performing this activity, it's more like an hour every quarter. UBER POSITION: Driver NATURE: Driver for passengers INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/03/2024 ADDRESS: 2828 Bammel Ln, Apt #1110, Houston TX 77098, United States DESCRIPTION: Safely transport riders from one location to another

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-19
  • S66 Uniform Combined State Law Examination
    2024-08-19

View on SEC IAPD

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