Katherine Giguere

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2024 → 11/2024
  Pruco Securities Llc
  Tolland, CT
• 10/2022 → 06/2024
  Hartford Investment Management Company
  Hartford, CT
• 06/2020 → 09/2022
  Aetna
  Hartford, CT
• 01/2018 → 11/2020
  Uconn School Of Business Dean's Office
  Storrs, CT
• 08/2017 → 12/2020
  Uconn
  Storrs, CT
• 06/2017 → 08/2017
  Highland Park Market
  Coventry, CT
• 08/2013 → 06/2017
  Tolland High School
  Tolland, CT
• 08/2024 → Present
  The Prudential Insurance Company Of America
  Tolland, CT
• 11/2024 → Present
  Lpl Enterprise, Llc
  Tolland, CT

Previous Registrations

• 2024-06-27 → 2024-11-14
  Pruco Securities, Llc.
  Tolland, CT
  Vernon Rockville, CT
  Glastonbury, CT

Other Businesses

1) 12/03/2024 - Sloan, Giguere, Gisleson & Associates - Performing Prudential activities under the DBA - DBA for LPL Business (entity for LPL business) - Inv Related - At Tolland, CT - Start Date 08/12/2024 - 160hrs/mth - 160hrs/mth During Trading 2) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)

Exams

• S66 Uniform Combined State Law Examination
  2024-04-20

Other Names

• Kat Giguere