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Rawley M Farrell

Edward Jones

Round Rock, TX

CRD 7919970

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-09
  • TX RA
    APPROVED
    Since 2024-08-09

Branch Locations

2201 Double Creek Dr Suite 3002, Round Rock, TX 78664-3836 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2024 Present
Round Rock Independent School District Round Rock TX 04/2018 Present
Temple Independent School District Temple TX 04/2017 04/2018
Round Rock Independent School District Round Rock TX 04/2012 04/2017
  • 06/2024 → Present
    St Louis, MO
  • 04/2018 → Present
    Round Rock Independent School District
    Round Rock, TX
  • 04/2017 → 04/2018
    Temple Independent School District
    Temple, TX
  • 04/2012 → 04/2017
    Round Rock Independent School District
    Round Rock, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-08
  • S66 Uniform Combined State Law Examination
    2024-08-08
Other Names
  • Rawley Marsh Farrell

View on SEC IAPD

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