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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-06-05
  • SC RA
    APPROVED
    Since 2025-06-05

Branch Locations

301 Main St, Seneca, SC 29678 • United States

15 S Main St Ste 300 [Rbo], Greenville, SC 29601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Lynden WA 08/2015 06/2016
Colony House Furniture Lynden WA 06/2016 08/2016
Student Lynden WA 08/2016 06/2017
Colony House Furniture Lynden WA 06/2017 08/2017
Student Lynden WA 08/2017 06/2018
Colony House Furniture Lynden WA 06/2018 08/2018
Student Lynden WA 08/2018 06/2019
Little Caesars Everson WA 12/2018 09/2020
Student Lynden WA 08/2019 06/2020
Tiki Hut Seneca SC 09/2020 10/2023
The Cliffs At Keowee Springs Six Mile SC 01/2022 06/2024
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2024 11/2024
Northwestern Mutual Investment Services Llc Greenville SC 07/2024 11/2024
Wells Fargo Clearing Services, Llc Seneca SC 04/2025 Present
Wells Fargo Bank, Na Seneca SC 04/2025 Present
New Rez Llc. Greenville SC 12/2024 04/2025
  • 08/2015 → 06/2016
    Student
    Lynden, WA
  • 06/2016 → 08/2016
    Colony House Furniture
    Lynden, WA
  • 08/2016 → 06/2017
    Student
    Lynden, WA
  • 06/2017 → 08/2017
    Colony House Furniture
    Lynden, WA
  • 08/2017 → 06/2018
    Student
    Lynden, WA
  • 06/2018 → 08/2018
    Colony House Furniture
    Lynden, WA
  • 08/2018 → 06/2019
    Student
    Lynden, WA
  • 12/2018 → 09/2020
    Little Caesars
    Everson, WA
  • 08/2019 → 06/2020
    Student
    Lynden, WA
  • 09/2020 → 10/2023
    Tiki Hut
    Seneca, SC
  • 01/2022 → 06/2024
    The Cliffs At Keowee Springs
    Six Mile, SC
  • 05/2024 → 11/2024
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 07/2024 → 11/2024
    Northwestern Mutual Investment Services Llc
    Greenville, SC
  • 04/2025 → Present
    Seneca, SC
  • 04/2025 → Present
    Wells Fargo Bank, Na
    Seneca, SC
  • 12/2024 → 04/2025
    New Rez Llc.
    Greenville, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-05
S63 Uniform Securities Agent State Law Examination 2025-05-16
  • S65 Uniform Investment Adviser Law Examination
    2025-06-05
  • S63 Uniform Securities Agent State Law Examination
    2025-05-16
Other Names
  • Eric Bode
  • Ermias Bode

View on SEC IAPD

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