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Nathan Wade Labiak

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rancho Santa Fe, CA

Cardiff, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-11-08
CA RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2012-11-08
  • CA RA
    APPROVED
    Since 2009-10-23

Branch Locations

5951 La Sendita, Rancho Santa Fe, CA 92067 • United States

Cardiff, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Diego CA 10/2009 Present
Bank Of America, N.A. San Diego CA 11/2009 Present
Previous Registrations
  • 2003-09-12 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Solana Beach, CA
    Carlsbad, CA
    Carlsbad, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    Vista, CA
  • 1999-12-10 → 2003-09-17
    Morgan Stanley Dw Inc.
    Fresno, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-07-29
  • S66 Uniform Combined State Law Examination
    1999-07-29

View on SEC IAPD

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Other Offices

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ESSENTIAL PARTNERS LLC · RANCHO SANTA FE,, CA
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DARK HORSE ADVISORS LLC · Rancho Santa Fe, CA
LPL FINANCIAL LLC · RANCHO SANTA FE, CA
EAGLE STRATEGIES LLC · Rancho Santa Fe, CA
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