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Caroline Delaurentis

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Westport, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-10
CT RA APPROVED 2025-09-13
  • TX RA
    APPROVED
    Since 2025-11-10
  • CT RA
    APPROVED
    Since 2025-09-13

Branch Locations

126 Post Rd E, Westport, CT 06880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Shelton CT 05/2025 Present
Aspetuck Valley Country Club Weston CT 04/2021 09/2023
Landing Point Advisors Fairfield CT 05/2024 09/2024
University Of Connecticut Storrs CT 09/2022 05/2025
Bryant University Smithfield RI 09/2021 05/2022
Unemployed Westport CT 01/2015 04/2021
Bank Of America, N.A. Shelton CT 06/2025 Present
  • 05/2025 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Shelton, CT
  • 04/2021 → 09/2023
    Aspetuck Valley Country Club
    Weston, CT
  • 05/2024 → 09/2024
    Landing Point Advisors
    Fairfield, CT
  • 09/2022 → 05/2025
    University Of Connecticut
    Storrs, CT
  • 09/2021 → 05/2022
    Bryant University
    Smithfield, RI
  • 01/2015 → 04/2021
    Unemployed
    Westport, CT
  • 06/2025 → Present
    Bank Of America, N.A.
    Shelton, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-12
  • S66 Uniform Combined State Law Examination
    2025-09-12
Other Names
  • Caroline Rose Delaurentis

View on SEC IAPD

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Other Offices

QUORUS INC. · WESTPORT, CT
DIVYDE CAPITAL PARTNERS L.P. · WESTPORT, CT
MORGAN STANLEY · Westport, CT
EQUITABLE ADVISORS, LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
SENECA WEALTH ADVISORS, LLC · WESTPORT, CT
PARK AVENUE SECURITIES LLC · WESTPORT, CT

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