Michael John Oconnor

Employer firm

Compound Planning, Inc. CRD 171787

$4.85B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → 10/2019
  Wrapmanager, Inc.
  San Francisco, CA
• 04/2010 → 09/2016
  Prospera Financial Services, Inc.
  Dallas, TX
• 10/2019 → 06/2022
  Advisor Partners Llc
  Walnut Creek, CA
• 06/2022 → 03/2024
  Advisor Partners Ii Llc
  Walnut Creek, CA
• 03/2024 → Present
  Compound Planning
  New York, NY

Previous Registrations

• 2022-06-22 → 2024-02-21
  Concentric
  Walnut Creek, CA
• 2019-12-19 → 2020-12-31
  Advisor Partners, Llc
  Walnut Creek, CA
• 2010-05-05 → 2019-10-10
  Assembly Wealth
  Mill Valley, CA
• 2009-03-13 → 2010-03-23
  Assetmark, Inc.
  Concord, CA
• 2002-10-15 → 2003-06-27
  Mdt Advisers, A Division Of Federated Mdta Llc
  San Francisco, CA

Exams

• S66 Uniform Combined State Law Examination
  2004-10-25
• S65 Uniform Investment Adviser Law Examination
  1999-07-22
• S63 Uniform Securities Agent State Law Examination
  1998-09-08

Other Names

• Mike O'COnnor