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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-10-10
  • NC RA
    APPROVED
    Since 2025-10-10

Branch Locations

11325 North Community House Road Suite 600, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Charlotte NY 07/2025 Present
Hampton University Hampton VA 08/2021 05/2025
Hopewell High School Hopewell VA 09/2017 06/2021
Carter G Woodson Middle School Hopewell VA 09/2016 06/2017
  • 07/2025 → Present
    Charlotte, NY
  • 08/2021 → 05/2025
    Hampton University
    Hampton, VA
  • 09/2017 → 06/2021
    Hopewell High School
    Hopewell, VA
  • 09/2016 → 06/2017
    Carter G Woodson Middle School
    Hopewell, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-20
  • S66 Uniform Combined State Law Examination
    2025-08-20

View on SEC IAPD

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