Stephan Rogers

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2009 → 12/2017
  Bolton Securities Corporation
  Bolton, MA
• 12/2017 → 05/2025
  Grove Point Investments, Llc
  Rockville, MD
• 04/2021 → 05/2025
  Grove Point Advisors, Llc
  Rockville, MD
• 05/2025 → Present
  Lpl Financial Llc
  Coral Springs, FL

Previous Registrations

• 2021-04-01 → 2025-05-02
  Grove Point Advisors, Llc
  Rockville, MD
  Coral Springs, FL
  Rockville, MD
• 2017-12-26 → 2021-04-01
  Grove Point Investments, Llc
  Rockville, MD
  Coral Springs, FL
  Rockville, MD
• 2006-06-14 → 2015-12-31
  Bolton Securities Corporation
  Bolton, MA
• 2005-10-25 → 2005-11-07
  Wells Fargo Advisors Financial Network, Llc
  Savannah, GA
• 2000-01-28 → 2004-05-17
  Morgan Stanley Dw Inc.
  Aventura, FL

Other Businesses

1- 05/2025 - Rogers Wealth Management Group - Insurance - Non-Variable Insurance - Senior Investment Advisor - Investment Related - At Reported Business Location(s) - Start Date 01/01/2008 - 6 hours per month/ 1 hour during trading

Exams

• S66 Uniform Combined State Law Examination
  2005-10-20

Other Names

• Stephan Lee Rogers