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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-03-24
  • MN RA
    APPROVED
    Since 2026-03-24

Branch Locations

500 Imperial Ave, Oakdale, MN 55128 • United States

5500 South Robert Trail, Inver Grove Heights, MN 55077 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Novation Credit Union Dba Novation Wealth Management Oakdale MN 10/2025 Present
Bethel Wellness Center/Bethel Gameday Operations Arden Hills MN 08/2022 05/2025
Stma High School St. Michael MN 06/2021 08/2023
Castle Exteriors Forest Lake MN 05/2022 08/2022
Big Al's Bowing Alley Bar And Grill St. Michael MN 10/2019 12/2022
St. Michael Cinema St. Michael MN 02/2019 10/2019
City Of Maple Grove Maple Grove MN 06/2021 08/2021
Bethel University Arden Hills MN 08/2021 05/2025
Stma High School St. Michael MN 09/2017 06/2021
Unemployed St. Michael MN 11/2015 09/2017
Wealth Management Novation Oakdale MN 10/2025 Present
Cetera Wealth Services, Llc El Segundo CA 11/2025 Present
Cetera Wealth Services, Llc El Segundo CA 05/2025 11/2025
Cetera Investment Advisers Llc El Segundo CA 03/2026 Present
  • 10/2025 → Present
    Novation Credit Union Dba Novation Wealth Management
    Oakdale, MN
  • 08/2022 → 05/2025
    Bethel Wellness Center/Bethel Gameday Operations
    Arden Hills, MN
  • 06/2021 → 08/2023
    Stma High School
    St. Michael, MN
  • 05/2022 → 08/2022
    Castle Exteriors
    Forest Lake, MN
  • 10/2019 → 12/2022
    Big Al's Bowing Alley Bar And Grill
    St. Michael, MN
  • 02/2019 → 10/2019
    St. Michael Cinema
    St. Michael, MN
  • 06/2021 → 08/2021
    City Of Maple Grove
    Maple Grove, MN
  • 08/2021 → 05/2025
    Bethel University
    Arden Hills, MN
  • 09/2017 → 06/2021
    Stma High School
    St. Michael, MN
  • 11/2015 → 09/2017
    Unemployed
    St. Michael, MN
  • 10/2025 → Present
    Wealth Management Novation
    Oakdale, MN
  • 11/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 05/2025 → 11/2025
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 03/2026 → Present
    El Segundo, CA
Other Businesses

1. NAME OF OTHER BUSINESS: NOVATION CREDIT UNION DBA NOVATION WEALTH MANAGEMENT INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: CREDIT UNION START DATE: 10/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK:40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: ASSIST REPS AT NWM; 2. NAME OF OTHER BUSINESS: WEALTH MANAGEMENT NOVATION INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: CREDIT UNION START DATE: 10/2025 POSITION/TITLE/RELATIONSHIP: CLIENT SERVICES ASSOCIATE APX NUMBER OF HOURS PER WEEK:40 APX NUMBER OF HOURS DURING TRADING HOURS: 35.5 BRIEF DESCRIPTION OF DUTIES: CLIENT SERVICES ASSOCIATE;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-21
  • S66 Uniform Combined State Law Examination
    2026-03-21

View on SEC IAPD

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