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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-13
  • NJ RA
    APPROVED
    Since 2024-11-13

Branch Locations

Blackwood, NJ • United States

100 Century Pkwy Suite 130, Mount Laurel, NJ 08054 • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Services, Inc. Fort Worth TX 05/2024 11/2024
D&L Custom Services Cherry Hill NJ 02/2014 03/2020
New Jersey Army National Guard Vineland NJ 03/2020 Present
First Command Brokerage Services, Inc., Fort Worth TX 11/2024 Present
First Command Advisory Services, Inc., Fort Worth TX 08/2024 Present
First Command Insurance Services, Inc., Fort Worth TX 11/2024 Present
Warriors Edge Equity Cherry Hill NJ 04/2024 Present
  • 05/2024 → 11/2024
    First Command Brokerage Services, Inc.
    Fort Worth, TX
  • 02/2014 → 03/2020
    D&L Custom Services
    Cherry Hill, NJ
  • 03/2020 → Present
    New Jersey Army National Guard
    Vineland, NJ
  • 11/2024 → Present
    First Command Brokerage Services, Inc.,
    Fort Worth, TX
  • 08/2024 → Present
    First Command Advisory Services, Inc.,
    Fort Worth, TX
  • 11/2024 → Present
    First Command Insurance Services, Inc.,
    Fort Worth, TX
  • 04/2024 → Present
    Warriors Edge Equity
    Cherry Hill, NJ
Other Businesses

(1) Name of the other business: Warriors Edge Equity Whether the business is investment-related: No Address of the other business: 3 Jade Lane, Cherry Hill, NJ 08002 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Owner The start date of your relationship: Apr 17, 2024 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: Development and sale of digital products such as technical indicators. (2) Name of the other business: NJ Army National Guard Whether the business is investment-related: No Address of the other business: 2560 S Delsea Drive, Vineland, NJ 08360 Nature of the other business: Military Your position, title, or relationship with the other business: Military Intelligence NCO The start date of your relationship: Nov 29, 2017 The approximate number of hours/month you devote to the other business: 21 to 40 The number of hours you devote to the other business during securities trading hours: 6 to 10 Briefly describe your duties relating to the other business: 119th CSSB S2 Intelligence NCOIC

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-11
S63 Uniform Securities Agent State Law Examination 2024-10-03
  • S65 Uniform Investment Adviser Law Examination
    2024-10-11
  • S63 Uniform Securities Agent State Law Examination
    2024-10-03

View on SEC IAPD

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