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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-18
FL RA APPROVED 2024-11-13
  • TX RA
    APPROVED
    Since 2024-11-18
  • FL RA
    APPROVED
    Since 2024-11-13

Branch Locations

9000 Southside Blvd Workplace Benefits, Jacksonville, FL 32256 • United States

8190 W Sunrise Blvd, Plantation, FL 33322 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Plantation FL 02/1998 Present
Other Businesses

*I 1741293 Name of the other businessJ's Rentals and Investments CorporationWhether the business is investment-relatedNo the business is not investment relatedAddress of the other business POMAPNO BEACH FL. 33069Nature of the other businessFamily business - Rental PropertyYour positionPart OwnerTitle, or relationship with the other businessPresidentStart date of your relationship02/04/2019Approximate number of hours/month you devote to the other business1 hourNumber of hours you devote to the other business during securities trading hoursNoneBriefly describe your duties relating to the other businessCollecting rent, paying bills such as mortgage, insurance, taxes. part owner of family business - rental property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-30
  • S66 Uniform Combined State Law Examination
    2024-10-30
Other Names
  • Allison Mootra

View on SEC IAPD

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