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Mercedes Paula

J.P. Morgan Securities LLC

West Harrison, NY

West Harrison, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-10-06
CT RA APPROVED 2025-10-03
NY RA APPROVED 2025-10-03
TX RA APPROVED 2025-10-03
  • NJ RA
    APPROVED
    Since 2025-10-06
  • CT RA
    APPROVED
    Since 2025-10-03
  • NY RA
    APPROVED
    Since 2025-10-03
  • TX RA
    APPROVED
    Since 2025-10-03

Branch Locations

925 Westchester Ave, West Harrison, NY 10604 • United States

925 Westchester Ave, West Harrison, NY 10604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Greenwich CT 05/2024 Present
Jpmorgan Chase Bank, N.A. Greenwich CT 07/2023 Present
First Republic Bank Greenwich CT 10/2021 07/2023
Capital One Bank Manhattan NY 07/2017 10/2021
New Rochelle Day Nursery New Rochelle NY 10/2015 05/2017
Unemployed New York NY 06/2017 06/2017
  • 05/2024 → Present
    J.P. Morgan Securities Llc
    Greenwich, CT
  • 07/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Greenwich, CT
  • 10/2021 → 07/2023
    First Republic Bank
    Greenwich, CT
  • 07/2017 → 10/2021
    Capital One Bank
    Manhattan, NY
  • 10/2015 → 05/2017
    New Rochelle Day Nursery
    New Rochelle, NY
  • 06/2017 → 06/2017
    Unemployed
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-03
S63 Uniform Securities Agent State Law Examination 2024-09-05
  • S66 Uniform Combined State Law Examination
    2025-10-03
  • S63 Uniform Securities Agent State Law Examination
    2024-09-05

View on SEC IAPD

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Other Investors

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Nicholas E Simini
Michael Caputo
ANTHONY P LONGOBUCCO
Michael Nelson
Daniel Sirota

Other Offices

FOREPONT CAPITAL LLC · WHITE PLAINS, NY
COMMONWEALTH FINANCIAL NETWORK · West Harrison, NY
KINGSWOOD WEALTH ADVISORS, LLC · White Plains, NY
SUMMIT FINANCIAL, LLC · WHITE PLAINS, NY
OSAIC WEALTH, INC. · WHITE PLAINS, NY
J.P. MORGAN SECURITIES LLC · WHITE PLAINS, NY
CETERA INVESTMENT ADVISERS LLC · WHITE PLAINS, NY
BENJAMIN F. EDWARDS & COMPANY, INC. · WHITE PLAINS, NY

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