Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-02
RI RA APPROVED 2025-10-10
  • TX RA
    APPROVED
    Since 2026-01-02
  • RI RA
    APPROVED
    Since 2025-10-10

Branch Locations

25 John A Cummings Way, Woonsocket, RI 02895 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Barrys Pressure Washing Warwick RI 05/2021 Present
Lead Advisor Remote RI 05/2022 12/2022
Student Warwick RI 01/2013 05/2025
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2024 06/2025
Northwestern Mutual Investment Services Llc Providence RI 07/2024 06/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Woonsocket RI 06/2025 Present
Bank Of America, N.A. Woonsocket RI 08/2025 Present
  • 05/2021 → Present
    Barrys Pressure Washing
    Warwick, RI
  • 05/2022 → 12/2022
    Lead Advisor
    Remote, RI
  • 01/2013 → 05/2025
    Student
    Warwick, RI
  • 06/2024 → 06/2025
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 07/2024 → 06/2025
    Northwestern Mutual Investment Services Llc
    Providence, RI
  • 06/2025 → Present
    Woonsocket, RI
  • 08/2025 → Present
    Bank Of America, N.A.
    Woonsocket, RI
Other Businesses

I*:2589261 Entity Type, For Profit, Name of OBA: Barry's Pressure Washing, Address: Warwick, Rhode Island02886, Investment Related: No, Position, Title, Association: Owner Employee Start Date:07/13/2025,, No Hours: 4 WKLY, No Hours during trading:0 Duties: The outside organization is a pressure washing business I started in high school to help myself pay for college. I still do it now on the weekends for extra income for returning customers. I wash houses, decks, etc. and this business has no relation to my position here. I am the only person who works for the business as I run it myself and I am a sole proprietor. I*3616267 Entity Type: For Profit Name of OBA: D. B. Jr Address: Warwick, Rhode Island, 2886 Investment Related: No Position, Title, Association: Other Employee Start Date: 12/01/2025 Number of Hours: 5, Weekly Number of Hours during trading: 0 Duties: I'm submitting an OBA request for approval related to my personal social media activity. I create health and wellness videos and post them on social media. This activity is conducted outside of business hours, using personal equipment, and not affiliated with or marketed as my employer. I will NOT provide any investment advice, discuss securities, or reference client specific information. I will NOT use Merrill's name, branding, or imply endorsement. I disclaim that my videos are purely for entertainment purposes. I am NOT conducting work during business hours. The content I create is focused on general fitness, running, and lifestyle topics. Highlighting the positivity around health and wellness. Creating videos is a hobby/passion I do after work to keep myself active. This activity is personal in nature and it may include limited compensated sponsorship opportunities. My responsibilities will include creating and posting fitness and running content on my personal social media accounts. This may include filming, editing, coordinating limited sponsorship opportunities. I am training for a marathon so my responsibilities are also maintaining my workout schedule. No investment-related content, client information, or firm branding is used. This is conducted outside of business hours, using personal equipment, and does not interfere with my responsibilities at Merrill. Any activity will be done outside of business hours, content will remain NON-financial in nature and will NOT reference the firm, clients, or any products/services of the firm.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-09
  • S66 Uniform Combined State Law Examination
    2025-10-09
Other Names
  • Dj Barry
  • David Barry

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Woonsocket, RI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor