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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-02 |
| RI | RA | APPROVED | 2025-10-10 |
Branch Locations
25 John A Cummings Way, Woonsocket, RI 02895 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Barrys Pressure Washing | Warwick | RI | 05/2021 | Present |
| Lead Advisor | Remote | RI | 05/2022 | 12/2022 |
| Student | Warwick | RI | 01/2013 | 05/2025 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2024 | 06/2025 |
| Northwestern Mutual Investment Services Llc | Providence | RI | 07/2024 | 06/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Woonsocket | RI | 06/2025 | Present |
| Bank Of America, N.A. | Woonsocket | RI | 08/2025 | Present |
I*:2589261 Entity Type, For Profit, Name of OBA: Barry's Pressure Washing, Address: Warwick, Rhode Island02886, Investment Related: No, Position, Title, Association: Owner Employee Start Date:07/13/2025,, No Hours: 4 WKLY, No Hours during trading:0 Duties: The outside organization is a pressure washing business I started in high school to help myself pay for college. I still do it now on the weekends for extra income for returning customers. I wash houses, decks, etc. and this business has no relation to my position here. I am the only person who works for the business as I run it myself and I am a sole proprietor. I*3616267 Entity Type: For Profit Name of OBA: D. B. Jr Address: Warwick, Rhode Island, 2886 Investment Related: No Position, Title, Association: Other Employee Start Date: 12/01/2025 Number of Hours: 5, Weekly Number of Hours during trading: 0 Duties: I'm submitting an OBA request for approval related to my personal social media activity. I create health and wellness videos and post them on social media. This activity is conducted outside of business hours, using personal equipment, and not affiliated with or marketed as my employer. I will NOT provide any investment advice, discuss securities, or reference client specific information. I will NOT use Merrill's name, branding, or imply endorsement. I disclaim that my videos are purely for entertainment purposes. I am NOT conducting work during business hours. The content I create is focused on general fitness, running, and lifestyle topics. Highlighting the positivity around health and wellness. Creating videos is a hobby/passion I do after work to keep myself active. This activity is personal in nature and it may include limited compensated sponsorship opportunities. My responsibilities will include creating and posting fitness and running content on my personal social media accounts. This may include filming, editing, coordinating limited sponsorship opportunities. I am training for a marathon so my responsibilities are also maintaining my workout schedule. No investment-related content, client information, or firm branding is used. This is conducted outside of business hours, using personal equipment, and does not interfere with my responsibilities at Merrill. Any activity will be done outside of business hours, content will remain NON-financial in nature and will NOT reference the firm, clients, or any products/services of the firm.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-09 |
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