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Michael Joseph Montenegro

Charles Schwab & Co., Inc.

New York City, NY

New York City, NY

CRD 7917448

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-22
NY RA APPROVED 2024-12-02
  • TX RA
    APPROVED
    Since 2025-08-22
  • NY RA
    APPROVED
    Since 2024-12-02

Branch Locations

200 East 79Th Street, New York City, NY 10075 • United States

60 E 42Nd St Ground Floor, New York City, NY 10165-0007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
South Wake Capital West Palm Beach FL 05/2022 08/2022
South Wake Capital West Palm Beach FL 05/2023 08/2023
Cengage Group Boston MA 10/2021 08/2022
Full Time Education New York NY 06/2014 05/2024
Charles Schwab & Co., Inc. New York NY 06/2024 Present
Charles Schwab Bank, Ssb New York NY 06/2024 Present
  • 05/2022 → 08/2022
    South Wake Capital
    West Palm Beach, FL
  • 05/2023 → 08/2023
    South Wake Capital
    West Palm Beach, FL
  • 10/2021 → 08/2022
    Cengage Group
    Boston, MA
  • 06/2014 → 05/2024
    Full Time Education
    New York, NY
  • 06/2024 → Present
    Charles Schwab & Co., Inc.
    New York, NY
  • 06/2024 → Present
    Charles Schwab Bank, Ssb
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-30
  • S66 Uniform Combined State Law Examination
    2024-11-30
Other Names
  • Mike Montenegro
  • Michael Montenegro

View on SEC IAPD

Nearby Firms

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Nearby Investors

JOSEPH MICHAEL CANTORE
PATRICK FRUZZETTI
Benjamin James Johnston

Nearby Offices

HIGHTOWER ADVISORS, LLC · New York City, NY
CIBC PRIVATE WEALTH ADVISORS, INC. · New York, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · NEW YORK, NY

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