Best Investors
Account
Sign in
Best Investors
Account
Sign in
Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-03-28 |
| CA | RA | APPROVED | 2010-04-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Francisco | CA | 03/1999 | Present |
| Bank Of America, N.A. | San Francisco | CA | 09/2011 | Present |
I*: 2659282 Entity Type: Fiduciary role Name of OBA: M.H.L. Trust Address: Sunnyvale, California, 94087 Investment Related: Np Position, Title, Association: Successor Trustee Employee Start Date: 08/29/2025 Number of Hours: 15 hrs wkly Number of Hours during trading: 0 Duties: Successor Trustee for uncle
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-07-21 |
Reach out to this advisor