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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2026-01-02
  • RI RA
    APPROVED
    Since 2026-01-02

Branch Locations

Harrisville, RI • United States

501 Wampanoag Trail Suite 200, East Providence, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company East Providence RI 04/2025 Present
Mml Investors Services, Llc East Providence RI 07/2024 Present
Red Parrot Restaurant Newport RI 04/2023 08/2024
Smithfield Fitness Smithfield RI 02/2022 04/2024
Chipotle Mexican Grill Lincoln RI 06/2021 04/2022
Firehouse Pizza And Subs North Smithfield RI 06/2019 06/2021
Burrillville High School Harrisville RI 09/2016 05/2021
Bryant University Smithfield RI 09/2021 Present
Unemployed Burrillville RI 06/2016 09/2016
Northwestern Mutual Investment Services, Llc Providence RI 05/2024 06/2024
  • 04/2025 → Present
    Massmutual Life Insurance Company
    East Providence, RI
  • 07/2024 → Present
    East Providence, RI
  • 04/2023 → 08/2024
    Red Parrot Restaurant
    Newport, RI
  • 02/2022 → 04/2024
    Smithfield Fitness
    Smithfield, RI
  • 06/2021 → 04/2022
    Chipotle Mexican Grill
    Lincoln, RI
  • 06/2019 → 06/2021
    Firehouse Pizza And Subs
    North Smithfield, RI
  • 09/2016 → 05/2021
    Burrillville High School
    Harrisville, RI
  • 09/2021 → Present
    Bryant University
    Smithfield, RI
  • 06/2016 → 09/2016
    Unemployed
    Burrillville, RI
  • 05/2024 → 06/2024
    Northwestern Mutual Investment Services, Llc
    Providence, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-20
  • S66 Uniform Combined State Law Examination
    2025-10-20

View on SEC IAPD

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