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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2026-01-02 |
Branch Locations
Harrisville, RI • United States
501 Wampanoag Trail Suite 200, East Providence, RI 02915 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | East Providence | RI | 04/2025 | Present |
| Mml Investors Services, Llc | East Providence | RI | 07/2024 | Present |
| Red Parrot Restaurant | Newport | RI | 04/2023 | 08/2024 |
| Smithfield Fitness | Smithfield | RI | 02/2022 | 04/2024 |
| Chipotle Mexican Grill | Lincoln | RI | 06/2021 | 04/2022 |
| Firehouse Pizza And Subs | North Smithfield | RI | 06/2019 | 06/2021 |
| Burrillville High School | Harrisville | RI | 09/2016 | 05/2021 |
| Bryant University | Smithfield | RI | 09/2021 | Present |
| Unemployed | Burrillville | RI | 06/2016 | 09/2016 |
| Northwestern Mutual Investment Services, Llc | Providence | RI | 05/2024 | 06/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-20 |
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