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Luke Timm

Timm Financial Services

Poughkeepsie, NY

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Current Employers
Timm Financial Services

2 Austin Ct., Poughkeepsie, NY 12603 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-06-03
  • NY RA
    APPROVED
    Since 2024-06-03

Branch Locations

2 Austin Ct., Poughkeepsie, NY 12603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Timm Financial Services Poughkeepsie NY 10/2023 Present
Student Poughkeepsie NY 05/2014 05/2021
Tradesman Program Manager New York NY 06/2021 09/2023
  • 10/2023 → Present
    Timm Financial Services
    Poughkeepsie, NY
  • 05/2014 → 05/2021
    Student
    Poughkeepsie, NY
  • 06/2021 → 09/2023
    Tradesman Program Manager
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-07
  • S65 Uniform Investment Adviser Law Examination
    2024-02-07

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · POUGHKEEPSIE, NY
ARAX ADVISORY PARTNERS · Poughkeepsie, NY
CHARLES SCHWAB & CO., INC. · Poughkeepsie, NY
LPL FINANCIAL LLC · POUGHKEEPSIE, NY
MORGAN STANLEY · POUGHKEEPSIE, NY
CETERA INVESTMENT ADVISERS LLC · POUGHKEEPSIE, NY
STIFEL, NICOLAUS & COMPANY, INCORPORATED · POUGHKEEPSIE, NY
NEWEDGE ADVISORS · Poughkeepsie, NY

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