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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-09-30 |
Branch Locations
5580 Monroe St. Ste. 102, Sylvania, OH 43560 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City Of Maumee Fire Division | Maumee | OH | 09/2008 | 04/2024 |
| &Partners | Nashville | TN | 04/2024 | 07/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2025 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2025 | Present |
1. CAPUTO ASSOCIATED AND INCORPORATED, 5580 MONROE ST STE 102, SYLVANIA OH 43560, 10/01/2024, W2 EMPLOYEE, EMPLOYEE (W-2), NIR, 160 HR/MO - 160 HR/MO TRADING 2. CATHOLIC ORDER OF FORESTERS, 5580 MONROE ST STE 102, SYLVANIA OH 43560, 02/12/2026, AGENT, INSURANCE/BENEFITS/HUMAN RESOURCES, NIR, 6 HR/MO - 6 HR/MO TRADING 3. FIRST CATHOLIC SLOVAK LADIES ASSOCIATION (FCSLA), 5580 MONROE ST STE 102, SYLVANIA OH 43560, 05/08/2026, AGENT, INSURANCE/BENEFITS/HUMAN RESOURCES, NIR, 1 HR/MO - 1 HR/MO TRADING 4. CIRA, 1776 PLEASANT PLAIN ROAD, FAIRFIELD IA 52556, 02/12/2026, INVESTMENT ADVISOR REPRESENTATIVE, CIRA AFFILIATION, INV REL, 160 HR/MO - 160 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-02-17 |
| S65 | Uniform Investment Adviser Law Examination | 2024-02-03 |
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