Best Investors
Account
Sign in
Best Investors
Account
Sign in
Fifth Third Securities, Inc. CRD 628
$10.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-08 |
Branch Locations
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-16 |
Branch Locations
300 W 6Th St Ste 1950, Austin, TX 78701 • United States
8850 Boedeker Dr, Dallas, TX 75225 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | San Antonio | TX | 10/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Antonio | TX | 11/2016 | 09/2024 |
| Ameriprise Financial Services, Llc | Dallas | TX | 09/2024 | Present |
| Fifth Third Securities | Dallas | TX | 07/2026 | Present |
Outside Employment; Comerica Financial Advisors; Administrative/Operational manager; Comerica employee; 8850 Boedeker Drive, , Dallas, TX, 75225; Investment-Related; 09/16/2024; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 2003-01-17 |
Reach out to this advisor