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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-05-09
TX RA APPROVED 2025-05-08
  • FL RA
    APPROVED
    Since 2025-05-09
  • TX RA
    APPROVED
    Since 2025-05-08

Branch Locations

20855 Stone Oak Pkwy, San Antonio, TX 78258 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc San Antonio TX 04/2025 Present
Jpmorgan Chase Bank, N.A. San Antonio TX 04/2025 Present
Charles Schwab & Co., Inc. Lone Tree CO 06/2024 03/2025
East Cherry Creek Valley Water & Sanitation District Aurora CO 02/2022 05/2022
On Trac Denver CO 02/2024 06/2024
City Of Warrensburg Warrensburg MO 06/2023 08/2023
Ford Motor Car Detailing Warrensburg MO 05/2022 08/2022
Unemployed Denver CO 09/2020 01/2022
First Response Security Llc Denver CO 05/2018 08/2020
Foot Locker, Inc Broomfield CO 04/2019 08/2019
Unemployed Denver CO 09/2017 04/2018
Wendys Englewood CO 05/2017 08/2017
Unemployed Denver CO 09/2016 04/2017
Unemployed Warrensburg MO 09/2022 05/2023
Unemployed Warrensburg MO 09/2023 01/2024
  • 04/2025 → Present
    San Antonio, TX
  • 04/2025 → Present
    Jpmorgan Chase Bank, N.A.
    San Antonio, TX
  • 06/2024 → 03/2025
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 02/2022 → 05/2022
    East Cherry Creek Valley Water & Sanitation District
    Aurora, CO
  • 02/2024 → 06/2024
    On Trac
    Denver, CO
  • 06/2023 → 08/2023
    City Of Warrensburg
    Warrensburg, MO
  • 05/2022 → 08/2022
    Ford Motor Car Detailing
    Warrensburg, MO
  • 09/2020 → 01/2022
    Unemployed
    Denver, CO
  • 05/2018 → 08/2020
    First Response Security Llc
    Denver, CO
  • 04/2019 → 08/2019
    Foot Locker, Inc
    Broomfield, CO
  • 09/2017 → 04/2018
    Unemployed
    Denver, CO
  • 05/2017 → 08/2017
    Wendys
    Englewood, CO
  • 09/2016 → 04/2017
    Unemployed
    Denver, CO
  • 09/2022 → 05/2023
    Unemployed
    Warrensburg, MO
  • 09/2023 → 01/2024
    Unemployed
    Warrensburg, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-07
S63 Uniform Securities Agent State Law Examination 2024-11-26
  • S66 Uniform Combined State Law Examination
    2025-05-07
  • S63 Uniform Securities Agent State Law Examination
    2024-11-26
Other Names
  • Curtis D Appleton
  • Curtis Dario Appleton
  • Curtis Appleton
  • Curtis Appleton

View on SEC IAPD

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