Mitchell Patrick Cody

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2024-12-02

OR RA
APPROVED

Since 2024-12-02

Branch Locations

Beaverton, OR • United States

121 Sw Morrison Street Suite 875, Portland, OR 97204 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Equitable Advisors, Llc	New York	NY	05/2024	Present
Apartment Management Consultants	Sherwood	OR	11/2019	02/2024
Unemployed	Somerville	MA	08/2019	11/2019
Uber Technologies	Boston	MA	02/2015	08/2019
Unemployed	Hillsboro	OR	02/2024	05/2024

05/2024 → Present

Equitable Advisors, Llc

New York, NY
11/2019 → 02/2024

Apartment Management Consultants

Sherwood, OR
08/2019 → 11/2019

Unemployed

Somerville, MA
02/2015 → 08/2019

Uber Technologies

Boston, MA
02/2024 → 05/2024

Unemployed

Hillsboro, OR

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-09-30

S66 Uniform Combined State Law Examination

2024-09-30

View on SEC IAPD