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Inactive

Sean Nicholas Sottile

Alliance Advisory & Securities, LLC

Westlake Village, CA

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Current Employers
Alliance Advisory & Securities, Llc

31248 E. Oak Crest Drive Ste 100, Westlake Village, CA 91361 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-08-13
  • CA RA
    APPROVED
    Since 2024-08-13

Branch Locations

31248 E. Oak Crest Drive Ste 100, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alliance Advisory & Securities Westlake Village CA 04/2024 Present
Santa Clarita Foursquare Church - Dba Crosspoint Santa Clarita CA 09/2013 02/2024
  • 04/2024 → Present
    Alliance Advisory & Securities
    Westlake Village, CA
  • 09/2013 → 02/2024
    Santa Clarita Foursquare Church - Dba Crosspoint
    Santa Clarita, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-13
  • S65 Uniform Investment Adviser Law Examination
    2024-08-13

View on SEC IAPD

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MANCHESTER FINANCIAL INC · WESTLAKE VILLAGE, CA
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RKS MANAGEMENT, INC. · WESTLAKE VILLAGE, CA
MERCER GLOBAL ADVISORS INC. · Westlake Village, CA
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