Ronald Humberto Llano

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 11/2016
  Wells Fargo Advisors, Llc
  Miami, FL
• 11/2016 → 10/2021
  Wells Fargo Clearing Services, Llc
  Miami, FL
• 10/2021 → Present
  Raymond James & Associates, Inc.
  Miami, FL

Previous Registrations

• 2013-10-04 → 2021-10-22
  Wells Fargo Clearing Services, Llc
  Miami, FL
• 2010-01-01 → 2013-10-04
  Ubs Financial Services Inc.
  Coral Gables, FL
  Weehawken, NJ
  Coral Gables, FL
• 2007-07-17 → 2010-01-01
  Ubs International Inc.
  Coral Gables, FL
• 2006-07-28 → 2007-07-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL
  Miami, FL
• 2005-06-27 → 2006-06-28
  Td Ameritrade, Inc.
  Miami, FL
  Coral Gables, FL
• 2006-04-26 → 2006-06-28
  Td Ameritrade Investment Management, Llc
  Miami, FL
• 2004-08-17 → 2005-06-21
  Chase Investment Services Corp.
  Union, NJ
• 2003-11-19 → 2004-08-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ

Exams

• S66 Uniform Combined State Law Examination
  2003-11-10
• S63 Uniform Securities Agent State Law Examination
  1999-08-12

Other Names

• Ronald H Llano