Rachel Florence Stone

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2025-01-09
FL	RA	APPROVED	2024-11-18

AL RA
APPROVED

Since 2025-01-09
FL RA
APPROVED

Since 2024-11-18

Branch Locations

4010 W. Boy Scout Blvd. Suite 1075, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities Llc	Tampa	FL	04/2024	11/2024
Regions Bank	Dunedin	FL	09/2021	01/2024
Independent Contractor	Dunedin	FL	01/2021	09/2021
Household	Dunedin	FL	01/2020	01/2021
Wells Fargo	Dunedin	FL	12/2017	05/2020
Rumfish	St.PEtersburg	FL	01/2016	12/2017
The Prudential Insurance Company Of America	Tampa	FL	09/2024	Present
Lpl Enterprise, Llc	Tampa	FL	11/2024	Present

04/2024 → 11/2024

Pruco Securities Llc

Tampa, FL
09/2021 → 01/2024

Regions Bank

Dunedin, FL
01/2021 → 09/2021

Independent Contractor

Dunedin, FL
01/2020 → 01/2021

Household

Dunedin, FL
12/2017 → 05/2020

Wells Fargo

Dunedin, FL
01/2016 → 12/2017

Rumfish

St.PEtersburg, FL
09/2024 → Present

The Prudential Insurance Company Of America

Tampa, FL
11/2024 → Present

Lpl Enterprise, Llc

Tampa, FL

Previous Registrations

2024-08-19 → 2024-11-12

Pruco Securities, Llc.

Tampa, FL

Other Businesses

1) 01/20/2026-Destination Financial Strategies-Financial Advisor-DBA for LPL Business (entity for LPL business)-Inv Related-At reported business location(s)-Start date 01/01/2026-1hrs/mth-1hrs/mth during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-08-02

S66 Uniform Combined State Law Examination

2024-08-02

Other Names

Rachel Stone
Rachel Florence Ohmer
Rachel Lyle Robinson

View on SEC IAPD