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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-12-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Source Bank | Laporte | IN | 07/2017 | Present |
| Fifth Third Bank | Stevensville | MI | 10/2016 | 07/2017 |
| Woodforest National Bank | Laporte | IN | 03/2011 | 10/2016 |
| Lpl Financial Llc | Laporte | IN | 05/2024 | Present |
1) 05/2024 - 1st Source Bank / Notary / Inv. Related / LaPorte IN / Start date 08/07/2017 - 10 Hrs per month - 10% Time Spent 2) 05/2024 - 1st Source Bank / Financial Institution Duty / Assistant Branch Manager/Licensed Personal Banker / Inv. Related / LaPorte IN / Start date 08/07/2017 - 160 Hrs per month - 85% Time Spent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-13 |
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