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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-12-16
  • IN RA
    APPROVED
    Since 2024-12-16

Branch Locations

3905 Franklin St, Michigan City, IN 46360 • United States

1100 Boyd Blvd, Laporte, IN 46350 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
1St Source Bank Laporte IN 07/2017 Present
Fifth Third Bank Stevensville MI 10/2016 07/2017
Woodforest National Bank Laporte IN 03/2011 10/2016
Lpl Financial Llc Laporte IN 05/2024 Present
  • 07/2017 → Present
    1St Source Bank
    Laporte, IN
  • 10/2016 → 07/2017
    Fifth Third Bank
    Stevensville, MI
  • 03/2011 → 10/2016
    Woodforest National Bank
    Laporte, IN
  • 05/2024 → Present
    Laporte, IN
Other Businesses

1) 05/2024 - 1st Source Bank / Notary / Inv. Related / LaPorte IN / Start date 08/07/2017 - 10 Hrs per month - 10% Time Spent 2) 05/2024 - 1st Source Bank / Financial Institution Duty / Assistant Branch Manager/Licensed Personal Banker / Inv. Related / LaPorte IN / Start date 08/07/2017 - 160 Hrs per month - 85% Time Spent

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-13
  • S66 Uniform Combined State Law Examination
    2024-12-13

View on SEC IAPD

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