David Bernard Saunders

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2011 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 11/2011 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2008-11-03 → 2011-11-23
  Sanders Morris Llc
  Houston, TX
  Richmond, VA
• 2006-02-13 → 2008-11-03
  Qa3 Financial Llc
  Richmond, VA
  Richmond, VA
  Omaha, NE
• 2001-02-01 → 2005-12-02
  Capital Investment Advisors
  Richmond, VA

Other Businesses

1) EQUITY CONCEPTS LLC, 2550 GASKINS RD HENRICO VA, 02/2006. PASSIVE SHAREHOLDER. INV REL, 4 HR/YR 4 HR/TRADING 2) LAFAYETTE LIFE INSURANCE COMPANY, 400 BROADWAY CINCINNATI OH, 09/1993. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 5 HR/MO 0 HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 11/2011, AS ADVISORY REP OF A RIA. INV REL, 6 HR/WK 6 HR/TRADING 4) EXTRA, MECHANICSVILLE VA, 07/2019. EXTRA CAST MEMBER FOR A SHOW. NIR, 24 HR/MO 0 HR/MOTRADING 5) EPHESIANS 2:10 LLC, 2550 GASKINS ROAD HENRICO VA , 01/2021, NIR, PART OWNER - LLC FOR LEGAL IDEMNITY OF BOOK OF BUSINESS AND TO PAY STAFF/EXPENSES, 1HR/MO 0 HR/MO TRADING 6) REBEL ALLIANCE LLC, 9833 HARVEST HONEY ROAD MECHANICSVILLE VA, 02/2018, NIR, OWNER - LLC TO PROVIDE LEGAL IDEMNITY TO FP, 1HR/MO 0HR/MO TRADING 7) MODELOGIC, 2501 E BROAD STREET RICHMOND VA, 03/2023, MODEL, NIR, 5 HR/MO 0 HR/MO TRADING 8) AE MEDICARE SOLUTIONS REFERRAL PROGRAM, 2550 GASKINS ROAD HENRICO VA, 11/01/2023, INDEPENDENT CONTRACTOR, NIR, 2 HR/MO 2 HR/MO TRADING 9) TROOP 521 - SCOUTS BSA, 9283 ATLEE STATION ROAD MECHANICSVILLE VA, 12/2023, COMMITTEE MEMBER, NIR, 1 HR/MO 0 HR/MO TRADING 10) HANOVER EDUCATION FOUNDATION, 200 BERKLEY STREET ASHLAND VA, 10/2023, BOARD MEMBER, NIR, 2 HR/MO 1 HR/MO TRADING 11) THE LEGACY ADVISORY GROUP, 3900 WESTETTE PARKWAY RICHMOND VA, 10/2024, IAR, DBA, INV REL, 160 HR/MO 160 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-23
• S63 Uniform Securities Agent State Law Examination
  1999-05-28