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Shaoying Qing

LPl Enterprise, LLC

The Woodlands, TX

CRD 7914207

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-23
  • TX RA
    APPROVED
    Since 2024-11-23

Branch Locations

24 Waterway Avenue Suite 650, The Woodlands, TX 77380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Houston TX 06/2024 11/2024
N/A Spring TX 04/2024 06/2024
Gha Capstone, Llc Houston TX 02/2023 04/2024
N/A Spring TX 10/2019 01/2023
Kwickpos Spring TX 11/2018 09/2019
N/A Lubbock TX 06/2018 10/2018
Yushi Apparel E-Commerce Llc Lubbock TX 08/2017 05/2018
Texas Tech University Lubbock TX 08/2016 08/2017
Texas Tech University Lubbock TX 08/2016 08/2018
Lpl Enterprise, Llc Houston TX 11/2024 Present
  • 06/2024 → 11/2024
    Pruco Securities Llc
    Houston, TX
  • 04/2024 → 06/2024
    N/A
    Spring, TX
  • 02/2023 → 04/2024
    Gha Capstone, Llc
    Houston, TX
  • 10/2019 → 01/2023
    N/A
    Spring, TX
  • 11/2018 → 09/2019
    Kwickpos
    Spring, TX
  • 06/2018 → 10/2018
    N/A
    Lubbock, TX
  • 08/2017 → 05/2018
    Yushi Apparel E-Commerce Llc
    Lubbock, TX
  • 08/2016 → 08/2017
    Texas Tech University
    Lubbock, TX
  • 08/2016 → 08/2018
    Texas Tech University
    Lubbock, TX
  • 11/2024 → Present
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-22
  • S66 Uniform Combined State Law Examination
    2024-11-22

View on SEC IAPD

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