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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-23 |
Branch Locations
24 Waterway Avenue Suite 650, The Woodlands, TX 77380 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Houston | TX | 06/2024 | 11/2024 |
| N/A | Spring | TX | 04/2024 | 06/2024 |
| Gha Capstone, Llc | Houston | TX | 02/2023 | 04/2024 |
| N/A | Spring | TX | 10/2019 | 01/2023 |
| Kwickpos | Spring | TX | 11/2018 | 09/2019 |
| N/A | Lubbock | TX | 06/2018 | 10/2018 |
| Yushi Apparel E-Commerce Llc | Lubbock | TX | 08/2017 | 05/2018 |
| Texas Tech University | Lubbock | TX | 08/2016 | 08/2017 |
| Texas Tech University | Lubbock | TX | 08/2016 | 08/2018 |
| Lpl Enterprise, Llc | Houston | TX | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-22 |
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