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Valic Financial Advisors, Inc. CRD 42803
$29.2B regulatory AUM 38 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2919 Allen Pkwy, Houston, TX 77019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-06-05 |
Branch Locations
2919 Allen Parkway L3-20, Houston, TX 77019-2158 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services Llc | Cincinnati | OH | 06/2010 | 08/2023 |
| Tiaa | Cincinnati | OH | 06/2010 | 08/2023 |
| Valic Financial Advisors, Inc. | Houston | TX | 04/2024 | Present |
| Unemployed | Columbia | SC | 09/2023 | 03/2024 |
THE LOVIS FOUNDATION POSITION: President/Founder NATURE: The Lovis Foundation is a 501(c) with a mission to spread joy to the under-recognized and under-supported with a focus on young people in the disability community, first responders and others. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2017 ADDRESS: 6809 Main Street #19, Cincinnati OH 45244, United States DESCRIPTION: I started the Lovis Foundation to continue the legacy of our son when he passed away in 2016. As President/Founder, I am responsible for the following: - setting the organization's long and short-term goals with strategies to achieve them - oversee finances, budgeting and financial reporting - board management - public relations representing the organization to donors, partners, the community we serve through public speaking and advocacy. - program development and evaluation - legal and regulatory compliance to maintain tax-exempt status - relationship building with key stakeholders, corporate partners, etc. DCIIA WORKPLACE EXCELLENCE COMMITTEE POSITION: Committee Member NATURE: I have been asked to participate on the DCIIA (Defined Contribution Institutional Investment Association) Workplace Excellence Committee and will participate in activities aligned with inclusion and belonging. This committee also determines the annual Leader and Rising Star Award recipients. There is a monthly one hour meeting. DCIIA is a nonprofit association that supports the US defined contribution industry and has over 180 member organizations. Corebridge is one of the member organizations and Terri Fielder sits on the Executive Committee. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/06/2025 ADDRESS: 201 North US Highway 1, Juniper FL 33477, United States DESCRIPTION: Monthly meeting with DCIIA leadership and other members of the Workplace Excellence Committee. Participate in selecting annual leader and rising star award recipients and the annual dinner and award ceremony planning. Participate in discussion for future programming ideas related to inclusion and belonging in the workplace.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-05 |
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