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Sergio Miguel Rivera

Morgan Stanley

Tempe, AZ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-04-01
TX RA APPROVED 2026-04-01
  • AZ RA
    APPROVED
    Since 2026-04-01
  • TX RA
    APPROVED
    Since 2026-04-01

Branch Locations

58 South River Drive, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 06/2024 01/2026
Self-Employed Phoenix AZ 07/2021 05/2024
Camino Nuevo Charter Academy Los Angeles CA 08/2018 06/2021
Alliance Leichtman Levine High School Los Angeles CA 08/2016 06/2018
California State University Los Angeles Los Angeles CA 06/2015 05/2017
Arizona State University Phoenix AZ 05/2023 05/2025
Staples Phoenix AZ 05/2023 07/2023
Self-Employed Phoenix AZ 12/2021 09/2022
Ebay Store Phoenix AZ 10/2025 Present
Vanguard Marketing Corporation Scottsdale AZ 06/2024 01/2026
Morgan Stanley Tempe AZ 02/2026 Present
  • 06/2024 → 01/2026
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 07/2021 → 05/2024
    Self-Employed
    Phoenix, AZ
  • 08/2018 → 06/2021
    Camino Nuevo Charter Academy
    Los Angeles, CA
  • 08/2016 → 06/2018
    Alliance Leichtman Levine High School
    Los Angeles, CA
  • 06/2015 → 05/2017
    California State University Los Angeles
    Los Angeles, CA
  • 05/2023 → 05/2025
    Arizona State University
    Phoenix, AZ
  • 05/2023 → 07/2023
    Staples
    Phoenix, AZ
  • 12/2021 → 09/2022
    Self-Employed
    Phoenix, AZ
  • 10/2025 → Present
    Ebay Store
    Phoenix, AZ
  • 06/2024 → 01/2026
    Vanguard Marketing Corporation
    Scottsdale, AZ
  • 02/2026 → Present
    Tempe, AZ
Other Businesses

*679657 - Ebay Store; Investment related- No; Phoenix, Arizona; Other; I run the ebay store (proprietor, partner, officer, director, employee, trustee, agent); 10/2025; During business hours: 0; After business hours: 2; Administrative, Labor/Service.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-31
S63 Uniform Securities Agent State Law Examination 2024-09-30
  • S66 Uniform Combined State Law Examination
    2026-03-31
  • S63 Uniform Securities Agent State Law Examination
    2024-09-30
Other Names
  • Sergio M Rivera
  • Sergio Rivera
  • Sergio Miguel Rivera
  • Sergio M Rivera
  • Sergio Rivera

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