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Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-09-05
  • MD RA
    APPROVED
    Since 2024-09-05

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

121 Cathedral St Suite 1B, Annapolis, MD 21401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Services, Inc. Fort Worth TX 05/2024 08/2024
British Army Plymouth 05/2016 02/2024
First Command Brokerage Services, Inc., Fort Worth TX 09/2024 Present
First Command Advisory Services, Inc., Fort Worth TX 09/2024 Present
First Command Insurance Services, Inc., Fort Worth TX 09/2024 Present
  • 05/2024 → 08/2024
    First Command Brokerage Services, Inc.
    Fort Worth, TX
  • 05/2016 → 02/2024
    British Army
    Plymouth
  • 09/2024 → Present
    First Command Brokerage Services, Inc.,
    Fort Worth, TX
  • 09/2024 → Present
    First Command Advisory Services, Inc.,
    Fort Worth, TX
  • 09/2024 → Present
    First Command Insurance Services, Inc.,
    Fort Worth, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-19
S63 Uniform Securities Agent State Law Examination 2024-07-19
  • S65 Uniform Investment Adviser Law Examination
    2024-08-19
  • S63 Uniform Securities Agent State Law Examination
    2024-07-19

View on SEC IAPD

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