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Clark Wortham Bowers

Ubs Financial Services Inc.

Chattanooga, TN

CRD 7913755

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-07-29
  • TN RA
    APPROVED
    Since 2025-07-29

Branch Locations

One Union Square, Chattanooga, TN 37402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert Half Memphis TN 01/2016 07/2018
Fedex Services Memphis TN 07/2018 01/2020
Fedex Services Gainesville GA 01/2020 02/2024
First Horizon Advisors Atlanta GA 02/2024 05/2024
Ubs Financial Services Chattanooga TN 05/2024 Present
  • 01/2016 → 07/2018
    Robert Half
    Memphis, TN
  • 07/2018 → 01/2020
    Fedex Services
    Memphis, TN
  • 01/2020 → 02/2024
    Fedex Services
    Gainesville, GA
  • 02/2024 → 05/2024
    First Horizon Advisors
    Atlanta, GA
  • 05/2024 → Present
    Ubs Financial Services
    Chattanooga, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-28
  • S66 Uniform Combined State Law Examination
    2025-07-28

View on SEC IAPD

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