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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
142 New Moriches Road, Lake Grove, NY 11755-1300 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Distributors, Inc. | Radnor | PA | 01/2010 | 06/2019 |
| Patrick Capital Markets, Llc | Saint Louis | MO | 06/2019 | 12/2020 |
| Fidelity Investments | Lake Grove | NY | 12/2020 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-03 |
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