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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-06
IA RA APPROVED 2024-09-26
  • TX RA
    APPROVED
    Since 2024-11-06
  • IA RA
    APPROVED
    Since 2024-09-26

Branch Locations

5745 Raccoon River Dr Suite 100, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc West Des Moines IA 04/2024 Present
Rsm Us Llp Des Moines IA 12/2018 03/2024
Pwc Minneapolis MN 01/2018 11/2018
Unemployed Monticello IA 08/2017 12/2017
University Of Iowa Iowa City IA 08/2016 07/2017
  • 04/2024 → Present
    West Des Moines, IA
  • 12/2018 → 03/2024
    Rsm Us Llp
    Des Moines, IA
  • 01/2018 → 11/2018
    Pwc
    Minneapolis, MN
  • 08/2017 → 12/2017
    Unemployed
    Monticello, IA
  • 08/2016 → 07/2017
    University Of Iowa
    Iowa City, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-26
  • S66 Uniform Combined State Law Examination
    2024-09-26

View on SEC IAPD

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