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N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-08 |
Branch Locations
Little Elm, TX • United States
N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Global View Capital Management, Llc | Waukesha | WI | 05/2024 | Present |
| Global View Capital Advisors, Llc | Waukesha | WI | 05/2024 | Present |
| Sublime Financial Llc | Dallas | TX | 04/2021 | Present |
| Imrana Begg - Self Employed Event Planner | Irving | TX | 01/2014 | 12/2016 |
| Homemaker | Little Elm | TX | 01/2015 | Present |
[1] EXPERIOR FINANCIAL GROUP, INC.; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: 300 AIRBORNE PARKWAY, SUITE 208, CHEEKTOWAGO, NY 14225; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: APRIL 2021; APPROX. 20 HRS/MONTH DURING TRADING HOURS; APPROX. ZERO HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKET, EDUCATE AND SELL LIFE PRODUCTS INCLUDING FIXED AND INDEXED ANNUITIES FOR MULTIPLE PROVIDER COMPANIES AND SERVICE CLIENTS. [2] SUBLIME FINANCIAL LLC; NOT INVESTMENT RELATED; ADDRESS: 14785 PRESTON ROAD, SUITE 455, DALLAS, TX 75254; NATURE: REAL ESTATE; POSITION: MORTGAGE LOAN OFFICER; STARTED: APRIL 2021; APPROX. 5 HOURS/MONTH DURING SECURITIES TRADING HOURS; APPROX. ZERO HOURS/MO OUTSIDE SECURITIES TRADING HOURS; RESPONSIBILITIES: SHOW AND SELL HOMES AND COMMERCIAL PROPERTY-OFFER AND PROVIDE FINANCING, IF NEEDED. [3] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: 04.30.2024; APPROX. 100 ADVISORY HRS/MONTH DURING ECURITIES TRADING HOURS; APPROX. ZERO HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI INSURANCE SERVICES. GVCI HOURS LISTED SEPARATELY IF APPLICABLE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-04-02 |
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