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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-11-28 |
Branch Locations
1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | Morristown | NJ | 05/2024 | 05/2025 |
| Hegemon Group International, Llc | Englewood Cliffs | NJ | 07/2023 | 11/2023 |
| Seton Hall University | South Orange | NJ | 08/2019 | 05/2023 |
| Orange Lawn Tennis Club | South Orange | NJ | 06/2021 | 12/2021 |
| Northern Valley Regional High School At Demarest | Demarest | NJ | 09/2015 | 06/2019 |
| Skuffy's Subs | Hawthorne | NJ | 10/2018 | 02/2019 |
| Unemployed | Tenafly | NJ | 12/2023 | 04/2024 |
| Ubs Financial Services, Inc | Weehawken | NJ | 11/2025 | Present |
| Unemployed | Tenafly | NJ | 06/2025 | 11/2025 |
Esposito's - 425 Forest Rd, Mahwah, NJ 07430, wait tables/deliver food, 15/hrs month $15k annual compensation, non-industry related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-04 |
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