Best Investors Account Sign in

Scott Garrett Chen

Equitable Advisors, LLC

Alhambra, CA

Los Angeles, CA

CRD 7912540

Claim This Profile
Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-09-05
  • CA RA
    APPROVED
    Since 2024-09-05

Branch Locations

Alhambra, CA • United States

5700 Wilshire Blvd Suite 120A, Los Angeles, CA 90036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 05/2024 Present
Apple Glendale CA 07/2021 09/2022
University Of Southern California Los Angeles CA 08/2020 05/2023
Unemployed Alhambra CA 06/2023 04/2024
Unemployed Alhambra CA 04/2014 07/2020
  • 05/2024 → Present
    Equitable Advisors, Llc
    New York, NY
  • 07/2021 → 09/2022
    Apple
    Glendale, CA
  • 08/2020 → 05/2023
    University Of Southern California
    Los Angeles, CA
  • 06/2023 → 04/2024
    Unemployed
    Alhambra, CA
  • 04/2014 → 07/2020
    Unemployed
    Alhambra, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-03
  • S66 Uniform Combined State Law Examination
    2024-09-03
Other Names
  • Scott Garrett Chen
  • Scott Chen

View on SEC IAPD

More in Alhambra, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor