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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-25
  • TX RA
    APPROVED
    Since 2024-11-25

Branch Locations

100 Crescent Court 13Th Floor, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Dallas TX 04/2024 Present
Jpmorgan Chase Bank, N.A. Dallas TX 04/2024 Present
Fidelity Investments Westlake TX 04/2023 04/2024
Amerisave Mortgage Corporation Plano TX 07/2021 08/2022
Taxlogica Arlington TX 10/2019 02/2021
Crazee Crab Grand Prairie TX 04/2019 12/2020
Weheartcbd Arlington TX 02/2019 10/2019
University Of Texas Arlington Arlington TX 08/2020 05/2023
Unemployed Arlington TX 04/2014 01/2019
  • 04/2024 → Present
    Dallas, TX
  • 04/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Dallas, TX
  • 04/2023 → 04/2024
    Fidelity Investments
    Westlake, TX
  • 07/2021 → 08/2022
    Amerisave Mortgage Corporation
    Plano, TX
  • 10/2019 → 02/2021
    Taxlogica
    Arlington, TX
  • 04/2019 → 12/2020
    Crazee Crab
    Grand Prairie, TX
  • 02/2019 → 10/2019
    Weheartcbd
    Arlington, TX
  • 08/2020 → 05/2023
    University Of Texas Arlington
    Arlington, TX
  • 04/2014 → 01/2019
    Unemployed
    Arlington, TX
Other Businesses

Effective 4/29/2024 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-14
  • S66 Uniform Combined State Law Examination
    2024-11-14
Other Names
  • Mai Nguyen
  • Mai Huong Nguyen

View on SEC IAPD

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