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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-01-22 |
Branch Locations
1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States
80 South 8Th Street Suite 2900, Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs | Minneapolis | MN | 10/2025 | Present |
| Ubs | Ft Lauderdale | FL | 05/2024 | 08/2024 |
| Advanced Micro Devices, Inc | Austin | TX | 05/2023 | 12/2023 |
| Herbert Wellness Center | Coral Gables | FL | 08/2021 | 01/2023 |
| Raising Canes Chicken Fingers | Lakeway | TX | 04/2018 | 05/2020 |
| Player2Player | Austin | TX | 11/2017 | 05/2021 |
| University Of Miami | Coral Gables | FL | 08/2021 | 05/2025 |
| Lake Travis High School | Austin | TX | 08/2017 | 06/2021 |
| Hudson Bend Middle School | Austin | TX | 08/2014 | 06/2017 |
| Unemployed | Austin | TX | 06/2025 | 09/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-22 |
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