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Dennis Matthew Walsh

Charles Schwab & Co., Inc.

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-26
  • TX RA
    APPROVED
    Since 2026-03-26

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Arena Sports Mill Creek WA 01/2017 03/2020
Full Time Education Bothell WA 07/2014 01/2017
Full Time Education Bothell WA 03/2020 05/2022
Cougar Country Pullman WA 01/2023 05/2023
Leland Lawn Pullman WA 05/2023 08/2023
Unemployed Keller TX 08/2023 06/2024
New Balance Grapevine TX 05/2022 08/2022
Full Time Education Keller TX 08/2022 01/2023
Charles Schwab & Co., Inc. Westlake TX 06/2024 Present
  • 01/2017 → 03/2020
    Arena Sports
    Mill Creek, WA
  • 07/2014 → 01/2017
    Full Time Education
    Bothell, WA
  • 03/2020 → 05/2022
    Full Time Education
    Bothell, WA
  • 01/2023 → 05/2023
    Cougar Country
    Pullman, WA
  • 05/2023 → 08/2023
    Leland Lawn
    Pullman, WA
  • 08/2023 → 06/2024
    Unemployed
    Keller, TX
  • 05/2022 → 08/2022
    New Balance
    Grapevine, TX
  • 08/2022 → 01/2023
    Full Time Education
    Keller, TX
  • 06/2024 → Present
    Charles Schwab & Co., Inc.
    Westlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-21
S63 Uniform Securities Agent State Law Examination 2024-10-23
  • S66 Uniform Combined State Law Examination
    2025-08-21
  • S63 Uniform Securities Agent State Law Examination
    2024-10-23
Other Names
  • Dennis Walsh

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

More in Westlake, TX

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