Michael William Cothern

Mml Investors Services, LLC

Friendswood, TX

CRD 7911256

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-11-21

TX RA
APPROVED

Since 2024-11-21

Branch Locations

Friendswood, TX • United States

3040 Post Oak Boulevard Suite 2000, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mml Investors Services, Llc	Houston	TX	06/2024	Present
Massmutual Life Insurance Company	Houston	TX	02/2024	Present
Discount Sports Rings Usa Inc	Santa Fe	TX	06/2020	02/2024
Turner Industries	Pasadena	TX	01/2020	05/2020
Buc-Ee's Ltd	Texas City	TX	03/2014	12/2019

06/2024 → Present

Mml Investors Services, Llc

Houston, TX
02/2024 → Present

Massmutual Life Insurance Company

Houston, TX
06/2020 → 02/2024

Discount Sports Rings Usa Inc

Santa Fe, TX
01/2020 → 05/2020

Turner Industries

Pasadena, TX
03/2014 → 12/2019

Buc-Ee's Ltd

Texas City, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-10-18

S66 Uniform Combined State Law Examination

2024-10-18

Other Names

Michael Cothern

View on SEC IAPD

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