David Ealy

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-01-08
WI	RA	APPROVED	2024-08-16

TX RA
APPROVED

Since 2026-01-08
WI RA
APPROVED

Since 2024-08-16

Branch Locations

Verona, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Labcorp Holdings Inc.	Madison	WI	03/2013	03/2017
Labcorp Holdings Inc.	Madison	WI	03/2017	03/2020
Labcorp Holdings Inc.	Madison	WI	03/2020	03/2021
Labcorp Holdings	Madison	WI	03/2021	06/2024
Cetera Wealth Services, Llc	El Segundo	CA	05/2024	Present
Lifewise Wealth	Madison	WI	05/2024	Present
Cetera Investment Advisers Llc	Schaumburg	IL	08/2024	Present
Alphasights	Verona	WI	02/2026	Present
True North Wealth Solutions Llc	El Segundo	CA	11/2025	Present

03/2013 → 03/2017

Labcorp Holdings Inc.

Madison, WI
03/2017 → 03/2020

Labcorp Holdings Inc.

Madison, WI
03/2020 → 03/2021

Labcorp Holdings Inc.

Madison, WI
03/2021 → 06/2024

Labcorp Holdings

Madison, WI
05/2024 → Present

Cetera Wealth Services, Llc

El Segundo, CA
05/2024 → Present

Lifewise Wealth

Madison, WI
08/2024 → Present

Cetera Investment Advisers Llc

Schaumburg, IL
02/2026 → Present

Alphasights

Verona, WI
11/2025 → Present

True North Wealth Solutions Llc

El Segundo, CA

Other Businesses

1. NAME OF OTHER BUSINESS: LIFEWISE WEALTH INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 06/2024 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 2. Name of other business: Alphasights Investment related: No Address: SAME AS REGISTERED LOCATION; Nature of business: Market research Start date: 2/13/2026 Position/title/relationship: Consultant Apx number of hours per week: 2 Apx number of hours during trading hours: 0 Brief description of duties: Provide consulting services related to early development toxicology of pharmaceuticals. 3. NAME OF OTHER BUSINESS: TRUE NORTH WEALTH SOLUTIONS LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2026, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-08-06

S66 Uniform Combined State Law Examination

2024-08-06

View on SEC IAPD