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Matthew Hyun Kroehler

Janney Montgomery Scott LLC

Washington, DC

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-08
DC RA APPROVED 2018-10-24
  • TX RA
    APPROVED_RES
    Since 2021-03-08
  • DC RA
    APPROVED
    Since 2018-10-24

Branch Locations

1255 23Rd Street Nw Suite 810, Washington, DC 20037-1102 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Bethesda MD 05/2009 11/2016
Wells Fargo Clearing Services, Llc Bethesda MD 11/2016 10/2018
Janney Montgomery Scott Llc Washington DC 10/2018 Present
Previous Registrations
  • 2008-03-10 → 2018-10-17
    Wells Fargo Clearing Services, Llc
    Washington, DC
    Columbia, MD
    Bethesda, MD
    Washington, DC
    Washington, DC
  • 2003-11-12 → 2008-02-21
    Truist Investment Services, Inc.
    Annandale, VA
    Falls Church, VA
    Falls Church, VA
    Annandale, VA
    Mclean, VA
    Annandale, VA
  • 2001-02-02 → 2003-11-10
    Morgan Stanley Dw Inc.
    Mclean, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-07-06
S63 Uniform Securities Agent State Law Examination 1999-12-03
  • S65 Uniform Investment Adviser Law Examination
    2000-07-06
  • S63 Uniform Securities Agent State Law Examination
    1999-12-03
Other Names
  • Matthew Hyun Kroehler

View on SEC IAPD

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