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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-06-09 |
| TX | RA | APPROVED | 2025-06-05 |
Branch Locations
943 E. Mcnab Rd, Pompano Beach, FL 33060 • United States
6500 N. State Road 7, Coconut Creek, FL 33073 • United States
720 E Broward Blvd, Fort Lauderdale, FL 33301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pembroke Pines | FL | 09/2015 | 05/2025 |
| Bank Of America N.A. | Pembroke Pines | FL | 09/2015 | 05/2025 |
| J.P. Morgan Securities Llc | Pompano Beach | FL | 06/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Pompano Beach | FL | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-29 |
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