James Robert Holmes

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-10-07
IL	RA	APPROVED	2024-07-03

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chicago	IL	04/2024	Present
Fatty's Pub & Grille	Dekalb	IL	08/2021	04/2024
Northern Illinois University	Dekalb	IL	09/2019	05/2022
Pinkston-Tadd, Inc	Dekalb	IL	12/2021	03/2022
Boy Scouts Of America (Northeast Illinois Council)	Lake Forest	IL	05/2013	08/2019
Bank Of America, N.A.	Chicago	IL	06/2024	Present

04/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL
08/2021 → 04/2024

Fatty's Pub & Grille

Dekalb, IL
09/2019 → 05/2022

Northern Illinois University

Dekalb, IL
12/2021 → 03/2022

Pinkston-Tadd, Inc

Dekalb, IL
05/2013 → 08/2019

Boy Scouts Of America (Northeast Illinois Council)

Lake Forest, IL
06/2024 → Present

Bank Of America, N.A.

Chicago, IL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-07-02

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